The Institute for the Fiduciary Standard will hold an important briefing to assess the state of the SEC’s Reg BI five years after its release June 5, 2019. The 90-minute briefing will be held virtually on July 24, 2024, 10:30 am – 12:00 pm ET. Robert J. Jackson Jr will share his thoughts on Reg BI going forward. Commissioner Jackson will be joined by Joseph Peiffer (PIABA), Benjamin Schiffrin (Better Markets), and Knut Rostad (Institute for the Fiduciary Standard). Phyllis Borzi, Assistant Secretary for Employee Benefits Security, Department of Labor, who served from 2009-2017 in this role, will moderate the panel. Originally published on Agility on July 18, 2024. Read full article here. The Oasis Group released their AI WealthTech Map, a resource that financial advisors and wealth management firms can use to discover leading artificial intelligence solutions and AI-focused firms serving the wealth management industry. The Oasis Group identified 55 leading technology firms that specifically serve the financial services industry for inclusion in the map. The firms are not existing wealthtech solutions that are developing AI capabilities – these firms are AI first and were built to support the wealth management industry. Originally published on Businesswire on July 17, 2024. Read full article here. Advyzon announced the dates and location of the second annual Advyzon Conference, which will take place February 12-14, 2025 at the Grand Hyatt Tampa Bay in Tampa, Florida. The inaugural Advyzon Conference took place earlier this year, held February 20-22, 2024 in Phoenix, Arizona, and combined storytelling, immersive programming, and unrivaled technology. The event was not just a user forum, but an influential industry event with not only clients of Advyzon in attendance, but industry thought leaders, influencers, consultants, media, integration partners, and financial advisors and financial services firms of all kinds. Originally published on Businesswire on June 4, 2024. Read full article here. The Alliance of Comprehensive Planners (ACP) shared additional details of their upcoming 2024 ACP Annual Conference, which will take place October 8th -11th, 2024 at Hyatt Regency’s Riverfront Hotel in Savannah, Georgia. The ACP expects over 100 members to attend this year’s conference – in addition to other advisors, partners, sponsors, vendors, and journalists – which will feature a handful of keynote speakers, a plethora of breakout sessions, multiple preconference workshops, a robust exhibit hall, video, podcast, and other media opportunities, social events and receptions, networking, and more. In addition, the ACP will present two awards to ACP members: The Bert Whitehead Visionary Award, created in honor of the founder of the ACP, and the Stewart Farnell Award for Excellence in Mentoring. Originally published on Yahoo! Finance on June 12, 2024. Read full article here. Co-founders Michelle Gruber and Alex Markowitz today announced the official launch of Alteri Wealth, an SEC Registered Investment Advisory and wealth management firm based in Westlake Village, California. Prior to founding the new firm, the two principals, along with Senior Vice President Matthew Mullaly, collectively worked together at Merrill Lynch Wealth Management, where they oversaw over a billion dollars in client assets. Originally published on Businesswire on June 4, 2024. Read full article here. Retirement planning goes beyond ensuring financial stability. It encompasses non-financial aspects essential for achieving a fulfilling and meaningful retirement. To address this need for more comprehensive retirement planning, Buckingham Advisors is on June 6, 2024 hosting a retirement readiness session titled, “A Meaningful Retirement: Beyond Finances.” Established in 1987, Buckingham Advisors is an independent financial advisory firm that provides investment management, financial planning, tax, and business services from the company’s four office locations across Ohio. Originally published on Businesswire on May 21, 2024. Read full article here. Advyzon Investment Management (AIM), a turnkey asset management program (TAMP) under the umbrella of comprehensive technology platform Advyzon, recently added multiple new asset managers and strategists to their platform, including BlackRock, Dimensional Fund Advisors, Potomac Fund Management, and Invesco Advisers, Inc. In addition to BlackRock, Dimensional, Potomac, and Invesco, AIM has also added Washington Crossing Advisors, Brentview Investment Management, Morgan Dempsey Capital Management, and Clark Capital Management to the platform since the beginning of 2024. With these new strategists, AIM currently has over 280 strategies available to financial advisors in their Nucleus Model Marketplace, from 46 asset managers – including Advyzon Investment Management. Originally published on Businesswire on May 21, 2024. Read full article here. Myriad Advisor Solutions (Myriad), a long-established, full- service business advisory and solutions firm for entrepreneurial financial advisors, is celebrating its 15th anniversary. Marked by the debut of two new powerhouse initiatives, a new office building, significant staff expansion, a successful podcast and a speaking engagement at NASDAQ for Danielle White, (White) Myriad’s CEO, the company is now in the process of inviting select business partners and clients to join them for a commemorative celebration in Waukee, a city near Des Moines, Iowa, in June. Originally published on Citybiz on May 14, 2024. Read full article here. New business owners who put off thinking about taxes may end up with an unpleasant surprise: penalties, interest, draining personal savings or emergency funds, needless headaches and distractions could ensue. As a small business owner and fiduciary financial advisor, Mindy McCubbin, CFP, ChFC, founder and CEO of Truman Wealth Advisors, understands the risks of embarking on and pursuing an independent entrepreneurial venture. McCubbin explains that having a proactive tax strategy, a clear picture of your financial situation, and a good financial mindset and habits can prevent the dreaded tax season panic. Originally published on Truman Wealth Advisors' blog May 2024, read The Big Tax Mistake New Business Owners Make. Equita Financial Network (Equita) announced that Astraea Wealth Management (Astraea), led by Laura Corbiani, has joined as a new member firm, bringing the number of member firms to seven. The network has also announced new speakers, topics, and dates for the Inspiring Insights educational webinar series. The series, which began in 2023, happens on the last Wednesday of each month at 4:00 p.m. Eastern Time (ET) and is dedicated to furthering the education and knowledge of fiduciary financial advisors. Originally published on Media Source Portal on April 11, 2024. Read full article here. |
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