There are many types of financial windfalls: earning a big contract, being awarded a legal settlement, the sale of a large property, receiving an unexpected gift, selling a business, etc. But inheriting a considerable sum due to the death of a loved one can be a different story altogether.
In this Swift Chat video conversation, I speak with financial advisors Hannah Basil Bryant, CFP®, and Chip Simon, CFP®, who explain how the ACP System™ helps advisors maintain their client base (and their revenue) and why their clients feel safe and secure through market downturns, even during the current worldwide health and financial crisis.
Several nationally recognized groups of fiduciary advisers on June 28, 2018, announced an initiative to urge RIAs (SEC and state registered investment advisers) to write the SEC (Securities Exchange Commission) and explain how independent financial advisers are different from brokers. The initiative launched as the SEC proposed rules related to standards for FINRA licensed brokers and SEC / state registered investment advisers.